About Inline
Blending expertise and strategic direction, Inline is a regulatory compliance advisory firm dedicated to delivering professional and practical solutions in the ever-changing regulatory landscape.
At Inline, we use our proprietary methodology to not only build and drive your compliance program, but also provide tangible proof of its effectiveness. Our approach ensures that you can showcase your commitment to compliance to key stakeholders with confidence.
Join Inline to experience our high touch approach which gives us the opportunity to thoroughly understand your unique needs and to implement a fully tailored compliance program that reduces potential liabilities, and mitigates risks—allowing the growth and success of your core business activities to be the focal point.
Asking for help or a supplementary set of eyes is a heroic feat in a world where details reign. Our Core package is for those who are opting for minimal, essential compliance implementation that is effective enough to ensure the successful integration of all regulatory requirements.
In the words of SEC commissioner Cynthia Glassman, “A company should have an officer with ownership of corporate compliance and ethics issues.” Our outsourced CCO harbors the full responsibility of overseeing an organization’s compliance program and ensuring that all employees comply with regulatory requirements while maintaining an ongoing dialogue with senior management.
Let Inline take charge and manage your registration with the SEC and state regulators, ensuring the protection of investors through market integrity and risk-focused strategies.
At Inline, one of our main practices is to personalize. Our scope of application could range from discrete one-time projects to continuous monthly or quarterly work that are deep dives.
At Inline we believe that “luck favors the prepared” and the pro-active! Enter SEC Mock Audits- a crucial tool to review compliance policies from an outside-the-box perspective.
Training sessions are tailored to your firm’s needs and can range from full-scale firm-wide sessions to focus small group or one-one sessions.
Amongst other key services, our team members provide custom and scalable business solutions, compliance monitoring and maintenance, and regulatory filings. At Inline, our priority is helping our clients fulfill their optimum potential by providing our innovative and ethically driven support. If you are searching for a more rigorous and comprehensive compliance approach with more frequent check-ins, Inline’s Core package is designed for those who need more in-depth support. Core compliance comprises the bedrock upon which trust, expertise, and accountability are set, serving as a foundational framework for regulatory standards and risk management.
This strategic oversight provided by the CCO helps to safeguard the organization’s reputation and financial well-being while fostering a culture of ethical conduct among its employees.
With the outsourced CCO we provide the following:
Not only do we help firms navigate the registration requirements, but we also go the extra mile in monitoring disclosure risk, benchmarking peer firms, and informing policy.
Regulatory form filings including:
Clients that opt for this package tend to need an extra set of“experienced hands” to lift the burden.
With the outsourced CCO we provide the following:
Examples of such work are:
